Exposure Context from Different Dimensions - 1.2 | 11. External Variables and Vulnerability | Disaster Preparedness &Planning - Vol 2
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Understanding Exposure and Vulnerability

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Teacher
Teacher

Today we are diving into the concepts of exposure and vulnerability. Exposure refers to how susceptible individuals or communities are to various shocks, like natural disasters or health epidemics. Remember, exposure can be linked with factors we can’t control, often termed as exogenous variables.

Student 1
Student 1

So, if exposure is linked to things we can't control, what does that mean for communities facing natural disasters?

Teacher
Teacher

Great question! Communities with fewer resources or poorer social networks are often more exposed to these shocks. This lack of support can amplify vulnerability. We can think of this as being akin to a chain reaction, where one factor leads to another!

Student 2
Student 2

Pulse! This makes me think about how important it is for communities to build their networks – more connections would mean less exposure.

Teacher
Teacher

Exactly! Building social capital is essential. Social networks can provide the support needed during crises. Let’s remember the acronym 'C.A.R.E.: Connect, Adapt, Resilient, Empower' as a way to think about community strategies.

Student 3
Student 3

What about if someone lives in a politically unstable area? How does that factor into exposure?

Teacher
Teacher

Political instability can greatly increase exposure. It can restrict access to resources and support systems, thereby increasing vulnerability. The key takeaway is that context matters!

Student 4
Student 4

Can you summarize what we learned today? I want to make sure I understand.

Teacher
Teacher

Of course! We discussed how exposure is defined by factors we can't control, the importance of social connections, and the impact of political situations on vulnerability. Use the C.A.R.E. framework to remember how communities can lessen their exposure.

Exploring Theoretical Frameworks

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Teacher
Teacher

Now let's discuss several theoretical frameworks that help us understand exposure and vulnerability, starting with the Human Ecological Perspective. This view includes how well a population can manage its environment.

Student 1
Student 1

Are population dynamics significant in this perspective?

Teacher
Teacher

Absolutely! As populations grow, the demand for resources also increases, which can heighten vulnerability to shocks like food shortages or natural disasters.

Student 2
Student 2

So, it's a cycle of dependence?

Teacher
Teacher

Yes, and that brings us to the Entitlement Theory. It focuses on people's ability to access resources and secure their economic needs — think of it as having the tools you need to thrive.

Student 3
Student 3

Does that mean those with fewer resources are at higher risk?

Teacher
Teacher

Exactly! Inequalities affect vulnerability, and that's where Political-Economic Approaches come in, addressing power structures and disparities in resource access.

Student 4
Student 4

Can you recap the frameworks we discussed?

Teacher
Teacher

Sure! We've covered the Human Ecological Perspective, Entitlement Theory focusing on resource access, and Political-Economic Approaches addressing inequities. Each of these frameworks offers a lens through which we can understand community vulnerabilities!

Sustainable Livelihood and Vulnerability

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Teacher
Teacher

In this session, we will explore the concept of Sustainable Livelihoods. This framework emphasizes that people's livelihoods are central to understanding vulnerability.

Student 1
Student 1

How does vulnerability relate to livelihoods?

Teacher
Teacher

Great question! Vulnerability often manifests through threats that affect people’s ability to maintain their livelihoods, meaning we should ensure these livelihoods are resilient to shocks.

Student 2
Student 2

What makes a livelihood sustainable?

Teacher
Teacher

A livelihoods sustainability relies on being able to withstand external shocks, like natural disasters, and not relying entirely on outside assistance. It’s about self-sufficiency!

Student 3
Student 3

Does this mean communities must be self-reliant?

Teacher
Teacher

Exactly, but also consider the long-term impacts. Sustainable livelihoods should not harm other people’s options. Think about how balance is key!

Student 4
Student 4

Can you summarize today's key points?

Teacher
Teacher

Certainly! We discussed the Sustainable Livelihood Framework, how vulnerability impacts livelihoods, strategies for resilience, and the importance of balance in resource use. Remember: 'Resilient Livelihoods are Sustainable Livelihoods!'

Shocks, Trends, and Seasonality

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Teacher
Teacher

Let’s delve into the three components that define a community's vulnerability context: shocks, trends, and seasonality.

Student 1
Student 1

Could you clarify what types of shocks we are talking about?

Teacher
Teacher

Certainly! Shocks can be natural, like floods and droughts, health-related like epidemics, or economic due to recessions or loss of family members. Each of these can heighten vulnerability.

Student 2
Student 2

So, trends are ongoing changes that might affect vulnerability?

Teacher
Teacher

Exactly! Trends can involve population growth, environmental changes, and shifts in market dynamics that impact resource availability.

Student 3
Student 3

What about seasonality?

Teacher
Teacher

Seasonality refers to regular changes due to climate or economic cycles, like employment opportunities fluctuating with harvest seasons.

Student 4
Student 4

Can you provide a quick recap?

Teacher
Teacher

Sure! We've identified three key aspects of vulnerability: shocks, which are sudden events; trends, which are ongoing changes; and seasonality, which are regular cycles. Each component plays a crucial role in shaping how communities cope with vulnerability.

Capitals and Their Role in Vulnerability

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Teacher
Teacher

Finally, let’s explore the five types of capitals that play a pivotal role in understanding vulnerability: human, social, financial, physical, and natural capital.

Student 1
Student 1

What do you mean by human capital?

Teacher
Teacher

Human capital consists of knowledge, skills, health, and education, all of which empower people to improve their economic status.

Student 2
Student 2

What about social capital?

Teacher
Teacher

Social capital includes networks and connections—essentially how well individuals can rely on each other and share resources.

Student 3
Student 3

And financial capital?

Teacher
Teacher

Financial capital refers to access to finances for investment in businesses or education. The more assets one has, the less vulnerable they generally are.

Student 4
Student 4

What about physical and natural capital?

Teacher
Teacher

Physical capital includes tangible assets, like infrastructure. Natural capital involves resources from nature, such as land and water. Both greatly impact a community’s livelihood sustainability.

Student 1
Student 1

Can you summarize this session?

Teacher
Teacher

Absolutely! We reviewed the five capitals: human, social, financial, physical, and natural. Each type of capital contributes to reducing vulnerability and enhancing community resilience.

Introduction & Overview

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Quick Overview

The section discusses the concept of exposure in terms of various external variables influencing vulnerability, focusing on human ecology, entitlement theory, and political-economic structures.

Standard

This section explores how exposure, defined as vulnerability to external shocks and events, is influenced by factors such as population dynamics, social structures, and economic disparities. It elaborates on the significance of various theoretical frameworks for understanding a community's capacity to cope with risks, especially in relation to sustainable livelihoods.

Detailed

Detailed Summary

The concept of exposure as it relates to vulnerability encompasses various external and uncontrollable factors known as exogenous variables. These external variables play a crucial role in defining the double structure of vulnerability, which includes exposure to potential shocks—natural disasters, epidemics, economic downturns, and even social phenomena such as civil unrest.

From the perspective of Bohle, exposure is understood through three primary dimensions:
1. Human Ecological Perspective: This includes factors like population dynamics and the capacity to manage the environment, examining how population growth and ecological management can impact vulnerability.
2. Entitlement Theory: This theory focuses on people's capabilities to secure their economic means and resources, highlighting the importance of access to essential assets.
3. Political-Economic Approach: This approach addresses issues like inequalities and power structures that create disparities in resource distribution, affecting community resilience.

Furthermore, the Sustainable Livelihood Framework, developed by Robert Chambers and Conway in 1992 and later adopted by DFID, emphasizes the importance of placing people at the center of development. Vulnerability is here seen in the context of threats that inhibit individuals from maintaining their livelihoods, implying that a sustainable livelihood must be resilient to shocks and independent of external aid. The section categorizes the vulnerability context into three characteristics: shocks, trends, and seasonality, with a focus on economic conditions, health crises, and environmental changes. Finally, key livelihood assets are identified, including human, social, financial, physical, and natural capital, all of which intertwine with vulnerability.

Audio Book

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Understanding External Variables

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On the other hand, we have external one which we cannot less control, is an exogenous variable. What are they? External variables is considered in this double structure of vulnerability as exposure. So, exposure to what, some shock or some events like it depends on what kind of shocks, is it natural phenomena or some epidemics or not merely a kind of special exposure but how defenseless like I am for that one.

Detailed Explanation

In this chunk, we define external variables as factors outside of our control that impact our vulnerability. 'Exogenous' means these variables come from outside a system and cannot be influenced easily by individuals or communities. The text implies that exposure relates to various types of shocks—such as natural disasters, pandemics, or other distressing events—and highlights that our level of vulnerability depends on how defenseless we are against these shocks.

Examples & Analogies

Think of a community living near a river that occasionally floods. The river's flooding is an exogenous variable—a natural phenomenon they cannot control. If the residents have built sturdy houses (defense against the flood), they are less vulnerable. Conversely, if they live in poorly constructed huts on the riverbank, they are more exposed to the risks of flooding.

Components of Vulnerability

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So, double structure of vulnerability, two components; one is the exposure one and this exposure one according to Bohle that we can understand this exposure context from 3 different dimensions. One is human ecological perspective, population dynamics, capacity to manage the environment, population growth, and how human ecology is looking at population growth and the capacity to manage the environment.

Detailed Explanation

This chunk explains the double structure of vulnerability, emphasizing two components, primarily exposure. Bohle's framework suggests analyzing exposure through three lenses: human ecological perspectives, which include factors like population dynamics and environmental management. Understanding how a growing population interacts with its environment can clarify the intricacies of vulnerability within different contexts.

Examples & Analogies

Imagine a growing city that expands into a forested area, leading to increased pollution and habitat loss. As the population grows, the city must adapt its management of natural resources to mitigate risks such as flooding or air quality issues. The dynamics between the people and their environment showcase how vulnerability can vary based on ecological management.

Theories of Exposure

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And also the entitlement theory, the capacity theory and that the people have for control and to get to secure the means of their economic needs. And also the political-economic approach like the question of inequalities or disparities of assets, the power structures. So, these issues, these approaches should be considered when we are talking about exposure.

Detailed Explanation

This section discusses various theories essential for understanding exposure. The entitlement theory posits that people's access to resources determines their vulnerability. Capacity theory emphasizes the control individuals have over resources necessary for fulfilling their economic needs. Moreover, the political-economic approach highlights how inequalities in asset distribution and power structures contribute to vulnerability.

Examples & Analogies

Consider farmers in a developing region facing drought. Those who have water access (entitlement theory) can mitigate damage, while those without it suffer significant losses. Economic capacity determines their ability to invest in irrigation systems, reducing future risks. If wealth is concentrated in a few hands (political-economic approach), the vast majority remain vulnerable and unable to protect their livelihoods.

Coping Mechanisms Driven by Access to Resources

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Well to understand people's coping, we can also borrow the ideas from crisis and conflict kind of studies, who have the access to assets and resources and how it matter of conflict between individuals and groups or maybe sometimes action theory approaches, how people act, react frequently as a result of social-economic and governmental constraints and model access to assets like a mitigation of vulnerability through access.

Detailed Explanation

This chunk emphasizes the importance of understanding how individuals cope with vulnerability. It introduces ideas from conflict studies, focusing on access to resources and how this access can create tensions between people or groups. Additionally, action theory looks at how social, economic, and governmental constraints influence individuals' choices and coping strategies regarding vulnerability.

Examples & Analogies

In a community affected by civil war, access to food and medical supplies may be limited or controlled by certain groups. This lack of access can lead to conflicts over resources. For instance, if one group monopolizes aid distribution, it exacerbates the vulnerabilities of those without resources, forcing them to take desperate actions to secure basic needs.

Sustainable Livelihood Framework

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There is another more prominent and very popular conceptual idea of vulnerability is the sustainable livelihood framework. It is not really on vulnerability, but they are one of the pioneering approach that define and quoted the vulnerability and which was now very regularly used in disaster risk and other risk management. So, this idea came originally developed by famous person Robert Chambers and Conway in 1992, quite long back.

Detailed Explanation

The sustainable livelihood framework is introduced as a significant approach to understanding vulnerability. While it doesn't focus solely on vulnerability, it has been pivotal in defining and assessing it within the context of disaster risk management. Developed by Robert Chambers and Conway in 1992, this framework emphasizes the importance of understanding livelihoods in assessing vulnerability.

Examples & Analogies

Imagine a community reliant on agriculture that experiences a drought. Using the sustainable livelihood framework, we analyze how the community can maintain its livelihoods despite the disaster. This might involve diversifying crops, improving irrigation methods, or establishing community support systems to ensure that people can recover from shocks.

Connection Between Livelihood and Vulnerability

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When they are talking about vulnerability, it did not came from, did not come from the disaster perspective, but they are talking defining poor people and their livelihood in case of development and people at the center of their model. People should be put into the center of the development and vulnerability is considered as a kind of shock or a kind of trend or seasonality that influence the capacity of the people to maintain their livelihood.

Detailed Explanation

This chunk clarifies that discussions of vulnerability focus on poor individuals and their livelihoods rather than just disaster events. The sustainable livelihood framework centers people and emphasizes how various shocks, trends, or seasonal changes impact their ability to sustain their livelihoods. This perspective shifts the focus from events to the capacities and conditions affecting people's lives.

Examples & Analogies

For instance, a farmer may face vulnerability not only from a flood but also from fluctuating market prices for crops or seasonal changes that affect planting and harvesting. Understanding vulnerability in this comprehensive way helps develop support systems to assist farmers in maintaining their livelihoods amidst those variations.

Vulnerability Context Characteristics

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So, according to this model, people are actually operating, you know they are working in a context of vulnerability. What is the context of vulnerability? So, vulnerability context is defined with 3 characteristics that people are at vulnerable because shock, trends, and seasonality.

Detailed Explanation

In this section, 'vulnerability context' is defined as the environment in which individuals operate and where their vulnerabilities manifest. The context is characterized by three main factors: shocks (sudden and unexpected events), trends (gradual changes), and seasonality (cyclical changes). Together, these factors shape the experiences of vulnerability and influence how individuals cope.

Examples & Analogies

Envision a small fishing village. The fishermen face vulnerability due to shocks like storm events (sudden), trends like decreasing fish populations (gradual), and seasonality, where certain seasons yield better catches than others. Understanding that they are operating within this context helps in devising strategies that can enhance resilience.

Specific Types of Shocks

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So what are the shocks? One is the natural shocks like flood, drought, and cyclone. And health shocks like epidemic like cholera or even dengue let us say, or economic shocks like some financial recessions or maybe death in the family for a household or maybe violence like civil war in case of Syria or in many other countries in case of Sri Lanka when they were in civil war or in case of Bosnia.

Detailed Explanation

This portion lists various types of shocks that impact vulnerability. Natural shocks include events like floods, droughts, and cyclones. Health shocks refer to epidemics, while economic shocks can arise from financial crises or personal losses, such as a family death. Political violence, such as civil wars, is also categorized as a shock that deeply influences individuals' lives and increases their vulnerability.

Examples & Analogies

Consider the impact of a hurricane on a coastal community. The natural shock of the hurricane can lead to flooding and loss of property. Additionally, a health shock like COVID-19 can hinder recovery efforts, as families may face illness or lose jobs. Such interconnected shocks exemplify how various vulnerabilities are exacerbated by multiple types of pressures.

Seasonality and Trends Impacting Vulnerability

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Another one is the seasonality and seasonal shift in price like the price of the crops of the food for the agricultural labor or the productions because of production is low or high, because of climate change maybe the production is not so high this year.

Detailed Explanation

This section delves into seasonality and how changes throughout the year can impact vulnerabilities. Seasonal shifts can affect prices of crops and food availability due to variations in production levels influenced by factors like climate change. These changes can lead to increased difficulties for agricultural laborers who depend on stable income and resources throughout the year.

Examples & Analogies

Imagine a farmer who grows coffee. In good years, the price of coffee is high, allowing the farmer to thrive. However, if droughts reduce coffee production in subsequent years, the farmer may struggle due to lower yields and reduced income, illustrating the vulnerability caused by seasonal changes.

The Role of Capitals in Vulnerability

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This vulnerability context actually, this is the poor people and is affecting their household capacity or their own individual capacity. So, they have actually different kind of capitals or capacities. One is a human capital, social capital, financial capital and physical capital.

Detailed Explanation

This chunk discusses how vulnerability impacts impoverished individuals, emphasizing that they possess various types of capitals or assets. These include human capital (skills, education), social capital (networks, relationships), financial capital (wealth, money), and physical capital (property, infrastructure). Each capital type plays a role in their vulnerability and capacity to cope with shocks.

Examples & Analogies

Take a low-income family who has strong community ties (social capital), reasonable education (human capital), but limited financial resources (financial capital). When faced with a sudden expense, such as a medical emergency, their social networks may help out, allowing them to cope despite their financial vulnerabilities.

Understanding Livelihood Assets

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So, how one look into these livelihood assets or capitals? Livelihood assets we say that there are 5 capitals; human capital, social capital, physical capital, financial capital, and natural capital.

Detailed Explanation

This chunk details the five livelihood assets or capitals that people utilize to navigate their circumstances. These categories—human, social, physical, financial, and natural capitals—illustrate the different resources available to individuals that can mitigate vulnerability and strengthen their livelihoods.

Examples & Analogies

For instance, a local artisan may rely on human capital (skills and training), social capital (connections with customers), financial capital (money to buy materials), physical capital (tools for crafting), and natural capital (access to local resources). Each capital type contributes to their ability to sustain their business and navigate market fluctuations.

Defining Human Capital

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And human capital; knowledge and skill like education or good health I am capable person, nutrition I am getting enough food, nutritious food, ability to labor I can work, I can give my labor, capacity to adapt, in any situation, I can adapt culturally.

Detailed Explanation

Here, the focus is on human capital, which refers to the skills, knowledge, education, and health that individuals possess. These factors enhance a person's employability, adaptability, and overall ability to contribute economically while facing challenges. Good health and proper nutrition significantly affect a person's effectiveness and resilience in the face of adversity.

Examples & Analogies

Consider a teacher with a strong educational background (knowledge capital) and healthy living. This teacher can continue to work effectively even during challenging times, such as a community crisis, while adapting teaching methods to meet students’ needs—demonstrating how human capital supports resilience and recovery.

Understanding Social Capital

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And social capital, of course my network, network works very well, my human networks, connections with each other or membership in a group, formal and informal. Like I can go to some club or maybe in a puja or in so any kind of formal and informal relationship defines my social capital.

Detailed Explanation

This text covers social capital, which relates to the quality and strength of relationships within a community. Strong social networks, trust, and mutual support can significantly influence an individual’s capacity to cope with vulnerabilities. Being part of networks helps individuals access resources and assistance during tough times.

Examples & Analogies

Think of a neighborhood where residents share resources, like a tool library or support during family illnesses. This reciprocal support enhances collective resilience, as social capital allows them to face challenges together, assisting one another when facing economic hardships or personal crises.

Trust and Social Norms

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If I am outcasted, I am not included in any particular group then I feel that I am isolated; I have less capacity to absorb the shocks or absorb the threat. And trust and mutual support, during emergency situations or any situations, we need to cooperate with each other and we need to trust each other because trust minimize the uncertainty so trust and mutual support between individuals in a group is very important and this is one of the social capital.

Detailed Explanation

This section emphasizes the importance of trust and cooperation in social networks, particularly in emergency situations. If individuals feel isolated or marginalized, their ability to cope with shocks diminishes. Trust enables people to share resources and support each other, creating a buffer against vulnerabilities.

Examples & Analogies

Imagine a community hit by a natural disaster where neighbors check on each other and share food, clothing, and shelter. In this environment of trust and mutual support, individuals can recover more quickly than if they were isolated—highlighting how critical social capital is in overcoming vulnerabilities.

Barriers to Social Mobility

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Some people whether the people have open access to get all the opportunities to maintain their livelihood or not. In case of very hierarchical societies, the low caste people or low-class people are restricted. Generally, their achievements are not achieved by society, so they are not given enough opportunity socially to compete with other.

Detailed Explanation

This chunk describes barriers individuals face in accessing opportunities that support their livelihoods. In hierarchical societies, lower-caste or lower-class individuals often experience systemic restrictions that limit their ability to improve their social and economic positions. These barriers enhance vulnerability by restricting access to resources and opportunities.

Examples & Analogies

In many societies, a student from a lower socioeconomic background may struggle to access quality education due to financial, geographic, or caste-related limitations. Despite their potential, these systemic barriers can profoundly affect their future opportunities, illustrating how social structures contribute to ongoing vulnerability.

Definitions & Key Concepts

Learn essential terms and foundational ideas that form the basis of the topic.

Key Concepts

  • Exposure: Refers to susceptibility to external shocks, critically linked to vulnerability.

  • Sustainable Livelihood Framework: Encourages focusing on people's livelihoods and stability in coping mechanisms.

  • Human Ecological Perspective: Examines the interrelationship between human populations and their environment.

  • Entitlement Theory: Emphasizes the importance of access to economic resources for reducing vulnerability.

  • Political-Economic Approach: Addresses how power disparities affect vulnerability and exposure leading to inequalities.

Examples & Real-Life Applications

See how the concepts apply in real-world scenarios to understand their practical implications.

Examples

  • A community facing frequent floods due to climate change illustrates exposure to natural shocks.

  • An isolated rural village has limited connections, which increases its vulnerability to transitive shocks like economic downturns.

Memory Aids

Use mnemonics, acronyms, or visual cues to help remember key information more easily.

🎵 Rhymes Time

  • When threats come calling, our networks holding tight, help ease the shock and make it alright.

📖 Fascinating Stories

  • Once in a village, the rains came hard, with floods rising and hope fading fast. But those with strong ties—and networks amassed—helped each other stand strong and outlast.

🧠 Other Memory Gems

  • R.E.S.I.L.I.E.N.T. – Resilient, Empowered, Strong, Informed, Linked, Independent, Effective, Nurturing, Trustworthy.

🎯 Super Acronyms

C.A.R.E.

  • Connect
  • Adapt
  • Resilient
  • Empower.

Flash Cards

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Glossary of Terms

Review the Definitions for terms.

  • Term: Exogenous Variables

    Definition:

    External factors beyond individual control that influence vulnerability.

  • Term: Vulnerability

    Definition:

    The susceptibility of individuals or communities to harm from shocks.

  • Term: Sustainable Livelihood Framework

    Definition:

    A model that emphasizes the importance of people’s livelihoods in the context of vulnerability.

  • Term: Human Capital

    Definition:

    The skills, knowledge, and health that individuals possess.

  • Term: Social Capital

    Definition:

    The networks and relationships that facilitate cooperation among individuals.

  • Term: Entitlement Theory

    Definition:

    A framework emphasizing the accessibility of economic resources to individuals.