Sustainable Livelihood Framework - 2 | 11. External Variables and Vulnerability | Disaster Preparedness &Planning - Vol 2
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Understanding Vulnerability and Exposure

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Teacher
Teacher

Today, we will learn about vulnerability and exposure in the context of the Sustainable Livelihood Framework. What do you think vulnerability means?

Student 1
Student 1

It sounds like something that makes people more at risk during disasters or economic trouble.

Teacher
Teacher

Exactly! Vulnerability is the condition that makes people susceptible to harm. External factors, like environmental disasters, increase this vulnerability. Let's think of exposure as the direct threats people face from these shocks.

Student 2
Student 2

What kinds of shocks are we talking about?

Teacher
Teacher

Great question! Shocks can be natural, like floods or droughts, or social, like conflicts or health epidemics. Each of these can disrupt livelihoods significantly.

Student 3
Student 3

So, it’s not just about the disaster itself, but how vulnerable the people are to it?

Teacher
Teacher

Precisely! Vulnerability levels vary based on factors like social networks and economic resources. Remember the acronym **SHOCK**: **S**ocial, **H**ealth, **O**utside factors, **C**onflict, **K**ind of disaster!

Teacher
Teacher

So, what's key here is understanding that vulnerability is multi-dimensional.

Components of Sustainable Livelihoods

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Teacher
Teacher

Let’s dive into what makes a livelihood sustainable. What do you think it means for a livelihood to be sustainable?

Student 1
Student 1

Maybe it means that people can support themselves over the long term without outside help?

Teacher
Teacher

Exactly! A sustainable livelihood should be resilient and able to withstand shocks without external assistance. Let's list the five capitals that support this: Can anyone name one?

Student 4
Student 4

Isn't human capital one of them? Like education and health?

Teacher
Teacher

Yes, great! Human capital includes skills, education, and health. Who can name another?

Student 2
Student 2

Social capital! That's about networks and relationships, right?

Teacher
Teacher

Perfect! Social capital helps with support during crises. Remember, each capital reinforces the others. For example, strong social ties can enhance financial capital access.

Context of Vulnerability

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Teacher
Teacher

Now, let’s explore how context plays a role in vulnerability. What does context mean in this setting?

Student 3
Student 3

Is it about the surrounding environment, like political stability or social norms?

Teacher
Teacher

Exactly! Context includes shocks, trends, and seasonal changes. Can someone give an example of how seasonality affects livelihoods?

Student 1
Student 1

Farmers have better crop yields in certain seasons but may struggle in others, affecting their income!

Teacher
Teacher

Right, and when seasons shift, it can lead to food scarcity or employment issues. So, we need to examine these influences when assessing vulnerability.

Student 4
Student 4

And population trends affect how many people are available for work, right?

Teacher
Teacher

Precisely! Increased population might strain resources, but in some developed countries, population decline can reduce workforce availability. Context is crucial for understanding vulnerability.

Introduction & Overview

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Quick Overview

The section discusses the Sustainable Livelihood Framework, emphasizing how vulnerability impacts livelihood sustainability through various external and internal factors.

Standard

This section delves into the Sustainable Livelihood Framework's relevance in understanding vulnerability and sustainability. It examines the factors influencing vulnerability, the concept of livelihoods, and the importance of various forms of capital in enhancing resilience against shocks, trends, and seasonal changes.

Detailed

Detailed Summary

The Sustainable Livelihood Framework, originally developed by Robert Chambers and Conway in 1992, focuses on the complexities of poverty and livelihoods, incorporating vulnerability and exposure as key components.

Key Points:

  1. Vulnerability Context: Vulnerability is shaped by various external shocks (natural disasters, health epidemics), trends (population changes), and seasonality (agricultural cycles) affecting communities and their livelihoods.
  2. Human Ecological Perspective: It considers population dynamics, environmental management, and social structures, suggesting that one's position in these contexts can change their exposure to risks.
  3. Pillars of Livelihoods: The framework highlights five capitals - human, social, financial, physical, and natural - that individuals and communities rely on to sustain their livelihoods. Each capital impacts their ability to cope with external pressures.
  4. Resilience Criteria: Sustainable livelihoods can absorb shocks without significant degradation and should promote self-reliance while ensuring they do not compromise others' livelihoods.
  5. Empowerment & Agency: Economic needs secure individuals' control over resources, influencing their vulnerability and ability to cope with crises.

Understanding these dynamics educates policymakers and practitioners in crafting strategies that empower communities and reduce vulnerability.

Audio Book

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Introduction to Vulnerability and External Variables

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On the other hand, we have external one which we cannot less control, is an exogenous variable. What are they? External variables is considered in this double structure of vulnerability as exposure. So, exposure to what, some shock or some events like it depends on what kind of shocks, is it natural phenomena or some epidemics or not merely a kind of special exposure but how defenseless like I am for that one.

Detailed Explanation

This chunk introduces the concept of external variables or exogenous variables that contribute to vulnerability. Exogenous variables refer to factors outside an individual’s control, affecting their exposure to various shocks like natural disasters or health epidemics. Understanding these variables is essential because they define how individuals experience vulnerability and can include environmental, social, or economic shocks.

Examples & Analogies

Think of external variables like a storm dropping unexpected rain on an outdoor picnic. No one expects or controls the weather, just as people often cannot control natural disasters like hurricanes or health crises like a pandemic. How well one can prepare (like setting up tents or bringing rain gear) affects how vulnerable they feel to the storm. Similarly, understanding these external factors helps us gauge people's vulnerability.

Double Structure of Vulnerability

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It also defined the social and institutional structure, features of that one that also bring individuals in a particular exposure of threat and like if I am an outcast, I have less networks, it actually increase my exposure to a hazard, to a threat, to a risk.

Detailed Explanation

This chunk emphasizes the social and institutional structures that contribute to vulnerability. Factors such as social networks, community ties, and institutional support can either mitigate or exacerbate an individual's exposure to risks. For example, someone marginalized or ostracized may lack support, increasing their vulnerability to hazards.

Examples & Analogies

Imagine a student at school who is well-connected and has friends everywhere; if they face a challenge, they can quickly seek help. In contrast, a student who feels like an outcast may not know whom to approach for assistance. Similarly, the social fabric plays a vital role in determining how vulnerable individuals are to risks.

Understanding Exposure Through Three Dimensions

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So, double structure of vulnerability, two components; one is the exposure one and this exposure one according to Bohle that we can understand this exposure context from 3 different dimensions. One is human ecological perspective, population dynamics, capacity to manage the environment, population growth, and how human ecology is looking at population growth and the capacity to manage the environment.

Detailed Explanation

This chunk discusses Bohle's framework to understand exposure, which consists of three dimensions. The first dimension focuses on the human ecological perspective, which includes understanding how population dynamics and environmental management capacity influence vulnerability. A growing population in an area with limited resources can heighten vulnerability to various shocks.

Examples & Analogies

Think of a crowded lifeboat in a storm. If there are too many people and not enough supplies, the chances of survival decrease. Similarly, communities facing rapid population growth without adequate resources or environmental management are more vulnerable to shocks.

Components of Vulnerability: Coping Mechanisms

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Well to understand people's coping, we can also borrow the ideas from crisis and conflict kind of studies, who have the access to assets and resources and how it matter of conflict between individuals and groups or maybe sometimes action theory approaches, how people act, react frequently as a result of social-economic and governmental constraints and model access to assets like a mitigation of vulnerability through access.

Detailed Explanation

This chunk looks at coping mechanisms regarding vulnerability. It explores how access to resources can be a source of conflict or cooperation. Understanding how individuals or groups manage resources during crises can reveal the social dynamics that influence their vulnerability and their capacity to respond to shocks.

Examples & Analogies

Consider two neighborhoods: one with ample community resources and clear communication, and another struggling with resource scarcity and conflict. The first will likely cope better in an emergency, just as a group project succeeds when all members work together versus when conflicts arise due to unequal resource access.

The Sustainable Livelihood Framework Basics

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There is another more prominent and very popular conceptual idea of vulnerability is the sustainable livelihood framework. It is not really on vulnerability, but they are one of the pioneering approach that define and quoted the vulnerability and which was now very regularly used in disaster risk and other risk management.

Detailed Explanation

The chunk introduces the Sustainable Livelihood Framework (SLF), developed by Chambers and Conway in 1992. It focuses on people’s livelihoods rather than solely on vulnerability. The framework emphasizes the importance of understanding how the livelihoods of poor populations are at risk and relevant in disaster risk management.

Examples & Analogies

Think of the SLF as a safety net for a family on a tight budget. Instead of worrying only about dangerous situations, it encourages thinking about strategies to build a stable financial future, like saving for emergencies. This holistic approach can offer a more sustainable solution to managing risks.

Defining Vulnerability in Relation to Livelihood

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Their focus is like one poor people and their livelihood. When they are talking about vulnerability, it did not came from, did not come from the disaster perspective, but they are talking defining poor people and their livelihood in case of development and people at the center of their model.

Detailed Explanation

This section highlights that the SLF centers on poor communities and their livelihoods, diverging from traditional disaster-focused perspectives. Vulnerability is defined in terms of how these groups can maintain their livelihood amidst various challenges.

Examples & Analogies

Consider a farmer's family living in a flood-prone area. Their vulnerability is not solely about the flood itself, but how their farming practices and community resources enable them to keep producing food and meeting their needs even when floods occur. Their livelihood defines how they respond and adapt.

Sustainability of Livelihoods

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When it is resilient to face any kind of external shocks like natural disasters or epidemics that they can absorb this shock, they can bounce back, they will not finish. Then, one can say that this livelihood or these people are not at risk, they are not vulnerable.

Detailed Explanation

In assessing if a livelihood is sustainable, it's key to determine whether it can withstand shocks, such as natural disasters or health crises. A resilient livelihood can absorb shocks and recover, indicating that the people are less vulnerable.

Examples & Analogies

Think about a tree that bends but does not break in a storm. A strong, flexible tree can endure intense winds better than a brittle one that snaps. Similarly, sustainable livelihoods can adapt and recover from challenges, suggesting that the people are building resilience.

Contextual Factors of Vulnerability

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So, vulnerability context is defined with 3 characteristics that people are at vulnerable because shock, trends, and seasonality.

Detailed Explanation

This part explains the characteristics defining the vulnerability context: shocks (unexpected events), trends (long-term changes), and seasonality (changes related to seasons). Each of these factors contributes to individuals' and communities' experiences of vulnerability.

Examples & Analogies

Consider a small town where every winter leads to heavy snowfall. People who are prepared with snow shovels and salt are less vulnerable than those who are caught off guard. Similarly, understanding shocks, trends, and seasonality helps communities plan accordingly for a better future.

Types of Shocks and Their Impact

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So what are the shocks? One is the natural shocks like flood, drought, and cyclone. And health shocks like epidemic like cholera or even dengue let us say, or economic shocks like some financial recessions or maybe death in the family for a household or maybe violence like civil war in case of Syria or in many other countries in case of Sri Lanka when they were in civil war or in case of Bosnia.

Detailed Explanation

This section categorizes shocks into natural shocks (like floods), health shocks (like epidemics), economic shocks (like recessions), or social shocks (like civil unrest). Each type of shock can significantly impact people's livelihoods and increase vulnerability depending on the severity and frequency.

Examples & Analogies

Imagine strategizing for a football game. If the opposing team has powerful players and all the kickoffs don't go well, chances of losing are high. Similarly, when communities face disruptive shocks, such as a sudden pandemic, their plans for stability and wellbeing are compromised, increasing their vulnerability.

Understanding Trends and Seasonality

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Another one is the seasonality and seasonal shift in price like the price of the crops of the food for the agricultural labor or the productions because of production is low or high, because of climate change maybe the production is not so high this year.

Detailed Explanation

In this section, the importance of seasonality and trends is discussed. Seasonal shifts in market prices can greatly impact agricultural laborers and overall economic stability. Climate change can also alter production patterns, further affecting people's livelihoods.

Examples & Analogies

Think of a farmer growing apples. In years with favorable weather, apple prices may be lower due to higher crop yields while in drought years, prices spike. Farmers must navigate these changes yearly, just as people adjust to the regular fluctuation in job availability or income opportunities.

Linking Vulnerability and Livelihood Assets

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Now, this vulnerability context actually, this is the poor people and is affecting their household capacity or their own individual capacity. So, they have actually different kind of capitals or capacities. One is a human capital, social capital, financial capital and physical capital.

Detailed Explanation

Here, the link between vulnerability and livelihood assets (or capitals) is established. Individuals and communities rely on different types of capital—human, social, financial, and physical—to navigate challenges and maintain their livelihoods. The presence or absence of these capitals significantly affects their vulnerability.

Examples & Analogies

Consider a person as a treasure chest containing varied resources: skills (human capital), supportive friends and family (social capital), savings (financial capital), and sturdy housing (physical capital). Without one type of capital, this person would be at greater risk. Just as each type of treasure supports everything in the chest, each capital type supports an individual's livelihood.

Five Types of Livelihood Capitals

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So, how one look into these livelihood assets or capitals? Livelihood assets we say that there are 5 capitals; human capital, social capital, physical capital, financial capital, and natural capital.

Detailed Explanation

This section introduces the five types of livelihood capitals essential for sustaining livelihoods: human, social, financial, physical, and natural capital. Each type contributes differently to the community or individual's ability to manage risks and maintain their way of life.

Examples & Analogies

You can think of these five capitals like different ingredients to a recipe. Just as you need flour, sugar, eggs, etc., to make a cake, various forms of capital are needed for a sustainable livelihood. If you’re missing an ingredient, the outcome might not be as successful.

Understanding Human Capital

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And human capital; knowledge and skill like education or good health I am capable person, nutrition I am getting enough food, nutritious food, ability to labor I can work, I can give my labor, capacity to adapt, in any situation, I can adapt culturally.

Detailed Explanation

This chunk focuses on human capital, defined by education, skills, health, and the ability to work. It’s crucial because healthy, educated individuals are more capable of adapting to challenges and pursuing opportunities, thereby reducing their vulnerability.

Examples & Analogies

Imagine a person trained in first aid. In an emergency, their knowledge allows them to provide assistance, reducing the negative outcomes of a crisis. Similarly, well-rounded individuals with good health, skills, and education can better navigate life's challenges.

The Role of Social Capital

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And social capital, of course my network, network works very well, my human networks, connections with each other or membership in a group, formal and informal. Like I can go to some club or maybe in a puja or in so any kind of formal and informal relationship defines my social capital.

Detailed Explanation

This section explains social capital, which refers to the relationships and networks individuals have and their ability to gather support from others. Strong social capital can alleviate vulnerabilities by providing emotional support, resources, and opportunities for collaboration.

Examples & Analogies

Think about a group of friends coming together to throw a surprise party. Each friend brings unique strengths, contributing to the successful planning and execution of the event. Much like these relationships help with party planning, social capital assists individuals and communities to overcome hardships by relying on the strength of their connections.

Financial and Physical Capital

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And trust and mutual support, during emergency situations or any situations, we need to cooperate with each other and we need to trust each other because trust minimize the uncertainty so trust and mutual support between individuals in a group is very important and this is one of the social capital, and also it depends on the social capital, the rules and sanctions, social norms are there.

Detailed Explanation

This final chunk states the importance of trust and mutual support within social networks and their linkage to social capital. These factors reduce uncertainty during emergencies or difficult times which is crucial for poverty alleviation. It also highlights that social capitals often come with social norms or rules that can either aid or hinder an individual's access to opportunities.

Examples & Analogies

Imagine a community coming together during a natural disaster, sharing resources, and helping each other find services. Trust allows them to work collectively, which can lead to better outcomes for all. Like these mutual support systems, strong social norms can provide frameworks to share strategies to thrive together in difficult times.

Definitions & Key Concepts

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Key Concepts

  • Vulnerability: The susceptibility of individuals or communities to external shocks.

  • Sustainable Livelihood Framework: A model focusing on integrating various livelihoods, capacities, and vulnerabilities.

  • Capitals of Livelihoods: Five forms of capitals (human, social, financial, physical, natural) essential for sustainable livelihoods.

Examples & Real-Life Applications

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Examples

  • A community affected by a flood May have reduced agricultural yield and face food shortages regarding vulnerability to natural shocks.

  • A village with strong social networks may fare better after an economic downturn due to mutual support and resource sharing.

Memory Aids

Use mnemonics, acronyms, or visual cues to help remember key information more easily.

🎵 Rhymes Time

  • To be resilient in strife, rely on all five for life – Human, social, financial, physical, natural, you’ll thrive!

📖 Fascinating Stories

  • Once upon a time, in a village facing drought, the people pooled their human and social capital to innovate farming techniques and share resources. They became an unshakeable community, illustrating the power of support during hardship.

🧠 Other Memory Gems

  • Remember CloTH: Capitals, Livelihood, Trends, History to understand these key concepts.

🎯 Super Acronyms

Use SHOCK**

  • S**ocial
  • **H**ealth
  • **O**utside factors
  • **C**onflict
  • **K**ind of disaster to recall the types of shocks.

Flash Cards

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Glossary of Terms

Review the Definitions for terms.

  • Term: Vulnerability

    Definition:

    A condition that increases the susceptibility of individuals or communities to harm from external shocks.

  • Term: Sustainable Livelihood Framework

    Definition:

    A comprehensive approach to understanding people's livelihoods, integrating vulnerability, capacities, and various assets.

  • Term: Capitals

    Definition:

    The various resources individuals possess that contribute to their livelihood, including human, social, financial, physical, and natural capital.

  • Term: External Shocks

    Definition:

    Unexpected events, such as natural disasters or economic crises, that can disrupt livelihoods.

  • Term: Seasonality

    Definition:

    The regular fluctuations in access to resources and opportunities related to seasonal changes.