Livelihood Assets and Capital - 4 | 11. External Variables and Vulnerability | Disaster Preparedness &Planning - Vol 2
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Introduction to Vulnerability and Exposure

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Teacher
Teacher

Today, we are going to discuss vulnerability, which involves understanding external factors that impact our lives. Could anyone tell me what external shocks might be?

Student 1
Student 1

Are things like natural disasters considered external shocks?

Teacher
Teacher

Exactly! Natural disasters such as floods or earthquakes are prime examples of external shocks. They are unpredictable and can significantly impact livelihoods.

Student 2
Student 2

What about health issues, like epidemics?

Teacher
Teacher

Right again! Health shocks, including epidemics, can also increase vulnerability. It's crucial to understand these shocks in the context of how they expose individuals to risks.

Teacher
Teacher

Remember, we can think of vulnerability in relation to exposure through the acronym SHOCK: Shocks, Health, Opportunities, Challenges, and Knowledge. Each of these elements plays a role in how exposed individuals might be.

Student 3
Student 3

So, if someone has a strong social network, would they be less vulnerable?

Teacher
Teacher

Absolutely! A robust social network is a crucial asset in reducing vulnerability.

Teacher
Teacher

Let’s recap: external shocks can be natural, health-related, or economic, and a strong social network helps mitigate risks.

Sustainable Livelihood Framework

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Teacher
Teacher

Now let's delve into the sustainable livelihood framework. Can someone remind me who originally developed this framework?

Student 4
Student 4

It was Robert Chambers and Conway, right?

Teacher
Teacher

Correct! Their work emphasized placing people at the center of development. What do you think vulnerability means in this context?

Student 1
Student 1

Vulnerability is about the ability of poor people to maintain their livelihood despite shocks.

Teacher
Teacher

Perfect! Vulnerability connects directly to livelihoods. It's essential to recognize that a sustainable livelihood is resilient. This means it can bounce back from external shocks without drastically relying on outside assistance.

Student 3
Student 3

What makes a livelihood sustainable?

Teacher
Teacher

Great question! A livelihood is sustainable when it is resilient, self-dependent, and not harming other people’s livelihood options. Remember the acronym RESILIENT – Resilience, Economic self-sufficiency, Sustainability, Independence, Long-term focus, Include community needs, Engagement, and Networking!

Teacher
Teacher

So, to sum up, vulnerability is closely tied to how well a livelihood can withstand shocks, focusing on resilience and community interdependence.

Types of Shocks and Trends

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Teacher
Teacher

Let’s discuss different types of shocks in more detail. What are some examples of natural shocks?

Student 2
Student 2

Floods and droughts!

Teacher
Teacher

Yes! And health-related shocks, like cholera outbreaks, also fit here. What about economic shocks?

Student 4
Student 4

Things like financial recessions or job loss!

Teacher
Teacher

Exactly! These shocks often lead to increased vulnerability. Let’s not forget about seasonal factors. Can someone provide an example of seasonality affecting livelihoods?

Student 1
Student 1

Maybe agricultural workers not having work in winter?

Teacher
Teacher

Great example! Seasonal job availability can directly affect income and food security.

Teacher
Teacher

Remember the mnemonic STRESS: Shocks, Trends, Resources, Employment, Seasonality, and Shifts. These concepts help us remember the various influences on vulnerability.

Teacher
Teacher

To summarize, vulnerabilities arise from various shocks and trends, including the socioeconomic context and seasonal variations in employment.

Livelihood Assets

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Teacher
Teacher

Now, let’s explore the five types of livelihood assets. What comes to mind when I say human capital?

Student 3
Student 3

That would be things like education and health!

Teacher
Teacher

Exactly! Human capital is vital for one's ability to sustain a livelihood. Next, what about social capital?

Student 2
Student 2

It’s the networks and relationships we have.

Teacher
Teacher

Correct! Social capital plays a role in support systems during crises. What about physical capital?

Student 4
Student 4

I assume that refers to buildings or infrastructure?

Teacher
Teacher

Yes! Physical capital includes assets that facilitate economic activity, such as tools and infrastructure. How about financial capital?

Student 1
Student 1

That means money and access to financial services.

Teacher
Teacher

Exactly! Finally, what about natural capital?

Student 3
Student 3

That involves natural resources like water and land.

Teacher
Teacher

Great! So these five capitals – human, social, physical, financial, and natural – collectively influence vulnerability and resilience. To remember them, think of the acronym HSFN: Human, Social, Financial, Natural.

Teacher
Teacher

To sum up the session, understanding these five types of livelihoods is crucial for assessing vulnerability and resilience.

Introduction & Overview

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Quick Overview

This section explores the concept of vulnerability within the sustainable livelihood framework, focusing on exposure to external shocks and the various types of livelihood assets that can mitigate this vulnerability.

Standard

The section discusses the sustainable livelihood framework and vulnerability, illustrating how external factors like shocks and societal structure can expose individuals to risk. It categorizes livelihood assets into five capitals and emphasizes the importance of these assets in maintaining resilience and sustainable livelihoods in the face of challenges.

Detailed

Detailed Summary

The section outlines the double structure of vulnerability, distinguishing between exogenous factors (external shocks) that individuals cannot control, and the social and institutional frameworks that define exposure to these threats. The author cites Bohle's perspective on vulnerability, which identifies three dimensions of exposure: human ecological perspectives, entitlement theories, and political-economic structures. These factors contribute to understanding how individuals cope with crises and conflicts, as access to assets and resources significantly influences their vulnerability.

Furthermore, the section introduces the sustainable livelihood framework developed by Robert Chambers and Conway in 1992, noting its focus on poor livelihoods and how vulnerability is tied to an individual's capacity to sustain their livelihood against shocks such as natural disasters, health epidemics, and economic downturns. The significance of sustainable livelihoods is underscored; they must be resilient, self-dependent, and considerate of long-term impacts.

The vulnerability context is defined through three characteristics: shocks (natural disasters, health emergencies, economic downturns), trends (population dynamics, environmental changes), and seasonality (fluctuations in job availability). The section concludes by introducing the five essential capitals of livelihood assets: human, social, physical, financial, and natural capital, which collectively influence how individuals can manage and bounce back from vulnerabilities.

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Understanding Vulnerability and Exposure

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On the other hand, we have external one which we cannot less control, is an exogenous variable. What are they? External variables is considered in this double structure of vulnerability as exposure. So, exposure to what, some shock or some events like it depends on what kind of shocks, is it natural phenomena or some epidemics or not merely a kind of special exposure but how defenseless like I am for that one. It also defined the social and institutional structure, features of that one that also bring individuals in a particular exposure of threat and like if I am an outcast, I have less networks, it actually increase my exposure to a hazard, to a threat, to a risk.

Detailed Explanation

This chunk discusses the concept of vulnerability in relation to external factors, termed as 'exogenous variables.' These are external shocks or events, such as natural disasters or epidemics, that can significantly impact individuals' livelihoods. It emphasizes that vulnerability is not solely based on the events themselves but also on individual circumstances, like social status or network connections. For instance, someone who is socially excluded may face greater risks during a disaster, highlighting the interplay between social factors and exposure to risk.

Examples & Analogies

Consider a village struck by a hurricane. A person with strong community ties may receive help quickly and recover faster. In contrast, an isolated individual with few connections might struggle to get aid, illustrating how social networks impact vulnerability.

Dimensions of Exposure to Vulnerability

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So, double structure of vulnerability, two components; one is the exposure one and this exposure one according to Bohle that we can understand this exposure context from 3 different dimensions. One is human ecological perspective, population dynamics, capacity to manage the environment, population growth, and how human ecology is looking at population growth and the capacity to manage the environment. And also the entitlement theory, the capacity theory and that the people have for control and to get to secure the means of their economic needs. And also the political-economic approach like the question of inequalities or disparities of assets, the power structures. So, these issues, these approaches should be considered when we are talking about exposure.

Detailed Explanation

Here, the text elaborates on the different dimensions of exposure to vulnerability, highlighting three main perspectives. The human ecological perspective examines population dynamics and environmental management, while the entitlement and capacity theories focus on individuals' ability to secure their economic needs. Lastly, the political-economic approach looks at inequalities in asset distribution and power structures. Together, these dimensions provide a comprehensive view of how vulnerability is constructed and understood.

Examples & Analogies

Imagine a small fishing community facing rising sea levels. Those with resources and connections can invest in adaptive technologies, reducing their vulnerability. In contrast, those without resources cannot adapt effectively, showing how economic disparities affect exposure to environmental changes.

Coping Mechanisms and Access to Resources

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Well to understand people's coping, we can also borrow the ideas from crisis and conflict kind of studies, who have the access to assets and resources and how it matter of conflict between individuals and groups or maybe sometimes action theory approaches, how people act, react frequently as a result of social-economic and governmental constraints and model access to assets like a mitigation of vulnerability through access.

Detailed Explanation

This chunk highlights the importance of understanding coping mechanisms in the context of resource access. It suggests looking into crisis and conflict studies to analyze how individuals and groups manage their situation, focusing on the conflicts that arise over access to resources. It discusses how social, economic, and political constraints can influence individual actions and their ability to mitigate vulnerabilities.

Examples & Analogies

Consider how families in a drought-affected area might resort to conflict over water resources. Those with more connections and influence can secure water, while others may struggle, demonstrating how resource access shapes coping strategies.

Sustainable Livelihood Framework

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There is another more prominent and very popular conceptual idea of vulnerability is the sustainable livelihood framework. It is not really on vulnerability, but they are one of the pioneering approach that define and quoted the vulnerability and which was now very regularly used in disaster risk and other risk management. So, this idea came originally developed by famous person Robert Chambers and Conway in 1992, quite long back. Well, they are talking about poverty issues and livelihood issues and which was this model was later on adopted by the DFID Department for international development.

Detailed Explanation

This chunk introduces the sustainable livelihood framework, a key concept in understanding vulnerability. Developed by Robert Chambers and Conway, the framework emphasizes how poverty and livelihood issues intersect with vulnerability, especially in the context of disaster risk management. It is significant in guiding development work, showcasing how people's livelihoods can be affected by various pressures, including natural disasters.

Examples & Analogies

Think of a rural community that relies on agriculture. In recent years, changing weather patterns have affected crop yields, impacting their ability to maintain livelihoods. The sustainable livelihood framework helps analyze how such changes relate to their vulnerability and the effectiveness of support measures.

Components of Sustainable Livelihood

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Their focus is like one poor people and their livelihood. When they are talking about vulnerability, it did not came from, did not come from the disaster perspective, but they are talking defining poor people and their livelihood in case of development and people at the center of their model. People should be put into the center of the development and vulnerability is considered as a kind of shock or a kind of trend or seasonality that influence the capacity of the people to maintain their livelihood.

Detailed Explanation

This section highlights that in the context of sustainable livelihoods, the focus is on individuals and how they maintain their livelihood amidst various shocks and trends. Vulnerability is seen as not just a result of disasters but also of broader development issues. The model suggests that people themselves are central to development strategies and that understanding their livelihoods is vital for effective interventions.

Examples & Analogies

For instance, a fisherman facing dwindling fish stocks due to overfishing or climate change represents how vulnerability can stem not only from immediate disasters but also from ongoing trends in their occupation, showcasing the need for sustainable livelihoods.

Elements Defining Sustainable Livelihood

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So, vulnerability is directly connected with people's livelihood and their capacity to manage their livelihood basically. And two major components here, one is the sustainability, and livelihood. So, a livelihood becomes sustainable in different conditions or a livelihood should be considered as sustainable. When? Let us look. When it is resilient to face any kind of external shocks like natural disasters or epidemics that they can absorb this shock, they can bounce back, they will not finish. Then, one can say that this livelihood or these people are not at risk, they are not vulnerable. Also, someone's livelihood should not depend on external agencies, external support.

Detailed Explanation

This chunk elaborates on how vulnerability is linked to an individual's ability to manage their livelihood effectively. It defines sustainability in livelihoods as the capacity to withstand and recover from shocks such as natural disasters. It emphasizes that a truly sustainable livelihood should be independent and not reliant on external support, as this independence strengthens resilience.

Examples & Analogies

Consider a community that relies solely on foreign aid for food after a disaster. Such dependence can undermine their ability to rebuild. However, a community that learns to farm sustainably and save crops can recover better, demonstrating resilience and sustainability in livelihoods.

Vulnerability Context: Shocks, Trends, and Seasonality

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So according to this model, people are actually operating, you know they are working in a context of vulnerability. What is the context of vulnerability? So, vulnerability context is defined with 3 characteristics that people are at vulnerable because shock, trends, and seasonality.

Detailed Explanation

This section defines 'vulnerability context' as the setting in which individuals operate, influenced by shocks, trends, and seasonality. It outlines these three characteristics as crucial for understanding why individuals or communities may be vulnerable. Shocks refer to sudden events, trends to longer-term changes, and seasonality relates to predictable fluctuations that can impact livelihoods.

Examples & Analogies

Imagine a farmer who faces seasonal droughts (shock) every few years, with an increasing trend of less rainfall over time (trend), and who also knows that crop prices fluctuate seasonally (seasonality). Understanding these contexts helps us see why this farmer may struggle with food security.

Types of Shocks and Their Impact

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So what are the shocks? One is the natural shocks like flood, drought, and cyclone. And health shocks like epidemic like cholera or even dengue let us say, or economic shocks like some financial recessions or maybe death in the family for a household or maybe violence like civil war in case of Syria or in many other countries in case of Sri Lanka when they were in civil war or in case of Bosnia. So, people who are at civil war that really put the individuals as a vulnerable and violence and civil unrest. These are all considered to be shocks that are increasing that under which people are living in a vulnerable context.

Detailed Explanation

This chunk identifies different types of shocks that contribute to vulnerability, categorizing them into natural, health, economic, and violence-related shocks. Natural shocks include events like floods and droughts, while health shocks refer to outbreaks of diseases. Economic shocks can stem from financial crises or personal losses, such as the death of a breadwinner. The mention of civil unrest highlights how conflict can significantly heighten vulnerability.

Examples & Analogies

For example, a community hit by a severe flood faces immediate displacement and damage (natural shock), while an outbreak of cholera (health shock) complicates recovery efforts, leading to increased vulnerability overall. This illustrates how various shocks interact to exacerbate conditions.

Understanding Seasonality and Trends

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Another one is the seasonality and seasonal shift in price like the price of the crops of the food for the agricultural labor or the productions because of production is low or high, because of climate change maybe the production is not so high this year. Or maybe the food availability or employment opportunity, how many days I have employment opportunity in a particular season, maybe in winter I do not have any job in as agricultural labor because nobody is harvesting this time and we have better job during rainy days. And trends and changes like the population, if the population is increasing rapidly, then also it could be a threat or putting people into vulnerable context. Also, in case of some countries like in case of Japan or in case of many European countries, there is a question about the populations. There are only few people, young people in any community. So, it can also increase the vulnerability of that community. Environmental change or some technological changes, market and trades, globalization, and government and policies like some governments are stable, some governments are not stable. So, if the political situation is in a turmoil that will of course increase people's vulnerability.

Detailed Explanation

This section further explores the concept of seasonality and the impact of trends on vulnerability. It explains how seasonal changes in crop prices and employment opportunities can significantly affect agricultural laborers. Additionally, it discusses the various trends, such as population dynamics or governmental stability, that may exacerbate vulnerability. Rapid population growth can strain resources, while demographic changes can alter the labor landscape.

Examples & Analogies

Think of a community that relies heavily on seasonal agriculture. If climate change results in inconsistent rainfall, leading to poor crop yields, farmers may struggle financially during lean seasons, highlighting how trends can create ongoing vulnerability.

Linking Vulnerability to Livelihood Assets

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So, 3 conditions are important to define people's direct vulnerable context. One is the shock, trend and seasonality. Now, this vulnerability context actually, this is the poor people and is affecting their household capacity or their own individual capacity. So, they have actually different kind of capitals or capacities. One is a human capital, social capital, financial capital and physical capital.

Detailed Explanation

In this chunk, the discussion centers on the conditions that characterize vulnerability: shocks, trends, and seasonality. These elements affect individuals' capacities to cope with hardships. The text introduces the concept of 'capitals' or resources that people possess, categorizing them into human, social, financial, and physical capital. Understanding these capitals helps assess the vulnerability of individuals and communities.

Examples & Analogies

For instance, a community with strong social ties (social capital) may better withstand economic shocks, as individuals can support one another during tough times, unlike a community with weak ties where individuals might struggle alone.

Types of Livelihood Assets

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So, now they both are interlinked, vulnerability, and capital. And also capital define that how and what extent they are vulnerable to particular shock. So, how one look into these livelihood assets or capitals? Livelihood assets we say that there are 5 capitals; human capital, social capital, physical capital, financial capital, and natural capital.

Detailed Explanation

This section emphasizes the interconnectedness of vulnerability and capital. It highlights the five types of capitals that form the basis of a sustainable livelihood framework: human, social, physical, financial, and natural capital. Each type of capital influences individuals' vulnerability levels, determining how well they can recover from shocks.

Examples & Analogies

Think of a business owner who possesses strong financial capital (money), human capital (skills), and social capital (networks). When faced with an economic downturn, their diverse assets help them adapt better than a business with limited resources, illustrating the importance of varied capitals.

Exploring Human Capital

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And human capital; knowledge and skill like education or good health I am capable person, nutrition I am getting enough food, nutritious food, ability to labor I can work, I can give my labor, I can adapt, in any situation, I can adapt culturally.

Detailed Explanation

This chunk defines human capital as the skills, knowledge, health, and nutrition of individuals. These attributes are critical for determining someone's ability to engage in productive activities, adapt to changes, and sustain their livelihoods. High human capital means greater resilience to shocks.

Examples & Analogies

Consider a healthy farmer with formal education and skills in modern farming methods. This farmer is likely better equipped to face challenges, such as adapting to changing market demands or environmental issues, than a farmer with limited education and knowledge.

Understanding Social Capital

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And social capital, of course my network, network works very well, my human networks, connections with each other or membership in a group, formal and informal. Like I can go to some club or maybe in a puja or in so any kind of formal and informal relationship defines my social capital. If I am outcasted, I am not included in any particular group then I feel that I am isolated; I have less capacity to absorb the shocks or absorb the threat.

Detailed Explanation

This section focuses on social capital, which encompasses the social networks and relationships that individuals have. Strong social capital allows for mutual support and resource sharing, which is vital during crises. Conversely, social isolation can increase vulnerability.

Examples & Analogies

Imagine a neighborhood where everyone knows each other and shares resources. During a storm, people can easily help each other secure their homes or provide shelter. In contrast, a lone resident without connections may struggle, demonstrating how vital social capital is in fostering resilience.

Exploring Physical Capital

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Trust and mutual support, during emergency situations or any situations, we need to cooperate with each other and we need to trust each other because trust minimize the uncertainty so trust and mutual support between individuals in a group is very important and this is one of the social capital, and also it depends on the social capital, the rules and sanctions, social norms are there. Some people whether the people have open access to get all the opportunities to maintain their livelihood or not. In case of very hierarchical societies, the low caste people or low-class people are restricted.

Detailed Explanation

This chunk emphasizes the importance of trust, mutual support, and social networks in enhancing social capital. It mentions how trust can reduce uncertainty in emergency situations. Social norms and structures can either facilitate or restrict individuals' access to opportunities, impacting overall vulnerability, particularly for marginalized groups.

Examples & Analogies

Think about a community where trust is fostered through group activities and shared resources. In a crisis, such communities can quickly mobilize resources to help each other. Conversely, in a community where mistrust exists, individuals may hesitate to help, amplifying vulnerability.

Definitions & Key Concepts

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Key Concepts

  • Double Structure of Vulnerability: A model that distinguishes between exposure to external shocks and social-institutional structures.

  • Sustainable Livelihood Framework: A development framework that addresses the needs of poor individuals through resilience and sustainability.

  • Five Capitals: The five types of livelihood assets: human, social, financial, physical, and natural capital.

Examples & Real-Life Applications

See how the concepts apply in real-world scenarios to understand their practical implications.

Examples

  • In a rural community affected by drought, farmers with access to diverse seed types (natural capital) may be better equipped to adapt to changing conditions, demonstrating resilience.

  • During an economic recession, a social worker aiding families without savings (financial capital) shows how diverse capital influences vulnerability and coping mechanisms.

Memory Aids

Use mnemonics, acronyms, or visual cues to help remember key information more easily.

🎵 Rhymes Time

  • When shocks arise from storms or health, social bonds provide support like wealth.

📖 Fascinating Stories

  • Imagine a village where the farmers rely on each other for help during drought. Their relationships are the social capital that helps them survive together, illustrating resilience against shared challenges.

🧠 Other Memory Gems

  • To remember the five capitals, think of 'Hannah Sings Funny Pompoms Near' for Human, Social, Financial, Physical, Natural.

🎯 Super Acronyms

SHOCK

  • Shocks
  • Health
  • Opportunities
  • Challenges
  • Knowledge - important elements of vulnerability.

Flash Cards

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Glossary of Terms

Review the Definitions for terms.

  • Term: Vulnerability

    Definition:

    The condition of being exposed to the possibility of being harmed, either physically or emotionally, particularly in economic contexts.

  • Term: Livelihood Assets

    Definition:

    Differentiated categories of resources or capital that individuals can use to secure their livelihoods, including human, social, financial, physical, and natural capital.

  • Term: Sustainable Livelihood Framework

    Definition:

    A framework developed to focus on the way individuals and communities generate their means of living in a sustainable manner.

  • Term: External Shocks

    Definition:

    Unpredictable and sudden events that negatively impact individuals or communities, such as natural disasters, health emergencies, or economic crises.

  • Term: Social Capital

    Definition:

    The networks, relationships, and social norms that facilitate cooperation within and among groups.